TomsLaw.com
Title
Fisma: Home
Description
FiSMA's mission is to promote enterprise in the UK. It provides a framework for entrepreneurial companies (and/or their advisers) to communicate with investors.
FiSMA operates as an Exempt person thereby helping to resolve the dilemma of how an entrepreneur and/or their adviser can communicate with investors without falling into trouble with the law. It is a criminal offence to communicate, in the course of business, an invitation or inducement to engage in investment activity. This Financial Promotion Restriction does not apply, within limits, to Exempt or Authorised persons. As an additional layer of regulatory compliance access to FiSMA (with the exception of prospectuses) is limited to self-certified investors.
Investors register with the web site free of charge. The registration procedure includes a statement for self-certifying as either a High Net Worth or Sophisticated Investor. If investors feel competent to agree to one of these statements they are able to view all prospectuses, executive summaries, business plans and other supporting documents. Self-certified investors may also view, subsequent to the completion of a brief knowledgeable investors questionnaire (which is designed to provide reasonable belief that the investor is sufficiently knowledgeable to understand the risks involved in accepting offers that appear on this web site), pathfinder prospectuses and private placement memoranda with accompanying application forms. (Investor Definitions.)
Languages
English
Contact
Administrative:
-
- Oxford
- UK OX2 0JX
-
Registrant:
- Milo Hedge Ltd
-
- Oxford
- UK OX3 0NT
Additional Information
Related Domains
- Adviser
- Angel
- Business
- Capital
- Company
- Corporate Directory
- Enterprise
- Entrepreneur
- Entrepreneurial
- Equity
- Europe
- Finance
- Financial
- Financing
- Fisma
- Fundraising
- Funds
- High Net Worth
- Ipo
- Information
- Investing
- Investment
- Investor
- Knowledgeable
- Legal Services
- Markets
- Memorandum
- Ppm
- Plan
- Private
- Private Equity
- Promote
- Promotion
- Prospectus
- Quoted
- Resources
- Securities
- Seed
- Self Certificate
- Sophisticated
- United Kingdom
- Unquoted
- Venture
- Business and Economy
- IPO
- PPM
- Regional